Custody of Funds

We are committed to ensuring the safety and security of our clients' investments. To achieve this, we have implemented robust custody solutions that align with industry best practices and regulatory guidelines. Our approach to custody includes several key components:

Qualified Custodian
We utilize a qualified custodian, such as a broker- dealer or a futures commission merchant, to hold our clients' assets. This ensures that the assets are maintained with a reputable institution that follows stringent security measures.

Separation of Assets
Client assets are kept separate from our operational funds, preventing any potential conflicts of interest and enhancing transparency.

Quarterly Account Statements
Clients receive quarterly account statements directly from the qualified custodian, allowing them to monitor the performance of their investments and maintain oversight over their assets.

Annual Surprise Examinations
To further enhance security, independent auditors conduct annual surprise examinations of our clients' assets to confirm their accuracy and completeness.

Clear Communication
We provide clear and transparent communication to our clients regarding our custody policies and procedures, ensuring they are fully informed about how their assets are being managed. By following these principles, we strive to build trust with our clients and provide them with peace of mind knowing their investments are being handled responsibly and securely. If you have any questions about our custody of funds or would like more information about our practices, please do not hesitate to contact us at info@afservices.io.

Version 1.1 - May 19, 2024

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